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Professional Profile for Scott Noyes

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Scott Noyes

New Vernon, NJ, 07976

Telephone: [973] 267-8120

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My Business Philosophy

Our goal is to create long-term relationships with our clients. As such, we are willing to invest our time and effort in understanding your needs and personal goals. Working with Noyes Capital may help you:

* Get organized
* Free up your time
* Reduce your expenses, interest, taxes and fees
* Create a clear financial roadmap
* Improve your prospects for investment success

We are passionate about helping you and your family work towards financial success.

**Please view the short video on my website for more information**

My Education (Scott Noyes)

My degrees or years of college are:

• MBA - University of Chicago 1980

• BA - Knox College 1978

Financial Services

I have the following years of financial services experience:

• 27

I hold the following financial services industry certifications or designations:

• CFP® (Certified Financial Planner)

• CFA® (Chartered Financial Analyst)

• AIF® (Accredited Investment Fiduciary)

• CCPS (Certified College Planning Specialist)

• NAPFA-RA (National Association of Personal Financial Advisors - Registered Advisor)

I currently hold the following active securities licenses:

• Series 63 - Sell securities across state lines

• Series 65 - Act as an investment advisor for fees

My CRD or IARD number is:

• 128068

My financial registration and fiduciary status is:

• I am not a Registered Investment Advisor

• I am an Investment Advisor Representative

My compliance department requires the following disclosure:

• Noyes Capital Management, LLC (“Noyes Capital Management”) is an SEC registered investment adviser located in New Vernon, NJ. Noyes Capital Management and its representatives are in compliance with the current registration and notice filing requirements imposed upon SEC registered investment advisers by those states in which Noyes Capital Management maintains clients.

You can view my compliance record for financial services and products by going to www.finra.org and entering my CRD or IARD number. If no record appears, go to my state's securities commissioner website and enter the same number:

• http://www.finra.org/Investors/ToolsCalculators/BrokerCheck/index.htm

I provide the following planning services:

• Financial Planning

• Retirement Planning

• College Planning

• Charitable Planning

• Tax Planning

• Investment Strategy

• Current Plan Reviews

• We offer limited scope plans that focus on your specific questions or concerns.

I provide the following types of non-discretionary investment advice and services:

• Investment Strategy & Policy

• Asset Allocation

• Money Manager Selection

• Active

• Passive

• Risk Management

• Performance Measurement

• Tax Efficient Strategies

• Current Portfolio Reviews

• Portfolio design is our specialty. We focus on investing your assets after we understand your goals, income needs and risk tolerance. We do not leave your investments on auto-pilot and we are available to consult with you on a regular basis.

I provide the following investment products:

• Mutual funds

• Exchange Traded Funds

• Securities

• We are fee-only advisors and do not receive commission on any products.

My minimum asset requirement for investment advisory or money management services is:

• $1,000,000

My minimum net worth requirement for planning services is:

• $1,000,000

My primary professional association memberships include:

• NAPFA - National Association of Personal Financial Advisors

• CFA Institute

• Financial Planning Association

Business Practices (All Professionals)

My methods of compensation are:

• Asset-based fee (Percent of assets)

• Fixed fee

• We work on a fee-only basis. Paying your advisor a fee eliminates several potential conflicts of interest because our advice is not impacted by the interests of third parties.

I provide services to remote clients over the telephone and Internet

I provide the following types of information services:

• Monthly reports

• Quarterly reports

• Market Letters

• Financial Planning Tips

I generally respond to client calls or emails:

• The same business day (If call or email is received in the AM)

• I believe in prompt service

Certification:

I certify all of the information in this professional profile is complete, accurate, and up-to-date.

Professional: Scott Noyes

Most Recent Update: February 5, 2009

FindFinancialAdvisors.com is a companion service of PaladinRegistry.com. Like Paladin Registry, FindFinancialAdvisors connects investors to financial advisors, financial planners, Stock Brokers, and Insurance Agents.

Financial professionals in our directory provide the following types of services: financial planning, retirement planning, college planning, investment advice, financial services, mutual funds and securities. They also provide life insurance, annuities, tax planning, and tax preparation.