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Professional Profile for Roy Jones

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Roy Jones

Sandy, UT, 84070

Telephone: [801] 545-8706

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My Business Philosophy

We help our clients make sense of their complicated financial situations so they can focus on their family and their real passions in life. We help our clients feel the satisfaction that comes from making meaningful financial decisions that add joy to their lives and the lives of their loved ones.

The information in this profile describes the credentials, ethics, and services of the following professionals:
•	Planning Advice and Services	Roy Jones
•	Investment Advice, Services, and Products	Joshua Jones
•	Tax & Accounting Advice and Services	Mark Springer, CPA
•	Insurance Advice, Services, and Products	Rick Holt
•	Legal Advice and Services	Michael Blackburn, MBA, CPA, JD

My Education (Roy Jones)

My degrees or years of college are:

• Brigham Young University, B.A., International Relations

• Brigham Young University, Minor, Military Science

• Jerusalem Center For Near Eastern Studies, 1995

• Brigham Young University, Emphasis on International Business

Financial Services (Roy Jones)

I have the following years of financial services experience:

• 10

I currently hold the following active securities licenses:

• Series 7 - Sell any type of security, mutual fund, or variable annuity

• Series 24 - Supervisor for Series 6s and 7s

• Series 63 - Sell securities across state lines

• Series 65 - Act as an investment advisor for fees

• Series 66 - Act as an agent of a Broker/Dealer and an investment advisor

My CRD or IARD number is:

• 3166097

My financial registration and fiduciary status is:

• I am an Investment Advisor Representative

• I acknowledge I am a fiduciary when I provide financial advice or services

You can view my compliance record for financial services and products by going to www.finra.org and entering my CRD or IARD number. If no record appears, go to my state's securities commissioner website and enter the same number:

• http://www.finra.org/Investors/ToolsCalculators/BrokerCheck/index.htm

I provide the following planning services:

• Financial Planning

• Retirement Planning

• College Planning

• Charitable Planning

• Tax Planning

• Investment Strategy

• Current Plan Reviews

I provide the following types of non-discretionary investment advice and services:

• Investment Strategy & Policy

• Asset Allocation

• Money Manager Selection

• Active

• Passive

• Risk Management

• Performance Measurement

• Tax Efficient Strategies

• Current Portfolio Reviews

I provide the following investment products:

• Mutual funds

• Exchange Traded Funds

• Securities

• Hedge funds

• Equity Real Estate

My primary professional association memberships include:

• Paladin Registry

Insurance Services & Products (Rick Holt)

I have the following years of insurance experience:

• 20

I hold the following active insurance licenses:

• Life

My insurance license number for my home state is:

• UT/UT

You can view my compliance record for insurance advice, services and products by going to the National Association of Insurance Commissioners and clicking on my state:

• http://www.naic.org/state_web_map.htm

Business Practices (All Professionals)

Our methods of compensation are:

• Asset-based fee (Percent of assets)

• Fixed fee

• Hourly fee

• Commission (Investment products)

• Commission (Insurance products)

We provide services to remote clients over the telephone and Internet

We provide the following types of information services:

• Online consumer education

• Monthly reports

• Quarterly reports

• Annual reports

• Newsletters

• Quarterly conference calls

We generally respond to client calls or emails:

• The same business day (If call or email is received in the AM)

Certification:

I certify all of the information in this professional profile is complete, accurate, and up-to-date.

Professional: Roy Jones

Most Recent Update: March 23, 2009

FindFinancialAdvisors.com is a companion service of PaladinRegistry.com. Like Paladin Registry, FindFinancialAdvisors connects investors to financial advisors, financial planners, Stock Brokers, and Insurance Agents.

Financial professionals in our directory provide the following types of services: financial planning, retirement planning, college planning, investment advice, financial services, mutual funds and securities. They also provide life insurance, annuities, tax planning, and tax preparation.