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Professional Profile for Robert Kowaleski

Robert Kowaleski

Hauppauge, NY, 11788

Telephone: [631] 325-2943

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My Business Philosophy

People choose to work with us because we create strategies and implement financial solutions for individuals and families in order to preserve and transfer their family wealth.We help them achieve their financial goals,manage their money and make their lives better.

What this means is that we can become your single point of contact during what can be an intimidating and overwhelming process in dealing with your financial future.Our commitment to communication and proactive planning will provide sensible solutions to your financial goals and situations.

The benefits to my clients is that they gain control over their finances.By getting their financial affairs in order,we make their lives simpler,and give them the freedom to do the things in life that they do best and enjoy the most.

My Education (Robert Kowaleski)

My degrees or years of college are:

• Western Carolina University

• The American College

• United States Marine Corp Veteran

Financial Services

I have the following years of financial services experience:

• 20

I currently hold the following active securities licenses:

• Series 6 - Sales limited to mutual funds, variable annuities, variable life

• Series 63 - Sell securities across state lines

• Series 65 - Act as an investment advisor for fees

My financial registration and fiduciary status is:

• I am not a Registered Investment Advisor

• I am not an Investment Advisor Representative

• I acknowledge I am a fiduciary when I provide financial advice or services

My compliance department requires the following disclosure:

• Robert W.Kowaleski is a registered representive of Mutual of Omaha Investor Services ,a broker/dealer and registered investment advisor .Home Office :Omaha Ne 68175-1020.There is no contractual relationship between Professional Wealth Management and Mutual of Omaha Investor services.Robert W.Kowaleski can only do business in states in which he is registered.

You can view my compliance record for financial services and products by going to www.finra.org and entering my CRD or IARD number. If no record appears, go to my state's securities commissioner website and enter the same number:

• http://www.finra.org/Investors/ToolsCalculators/BrokerCheck/index.htm

I provide the following planning services:

• Financial Planning

• Retirement Planning

• Investment Strategy

I provide the following types of non-discretionary investment advice and services:

• Investment Strategy & Policy

• Asset Allocation

• Money Manager Selection

• Active

• Passive

• Risk Management

• Current Portfolio Reviews

I provide the following investment products:

• Mutual funds

• Exchange Traded Funds

• Securities

• Hedge funds

• Mortgages

My minimum asset requirement for investment advisory or money management services is:

• $100,000

My minimum net worth requirement for planning services is:

• $100,000

Insurance Services & Products

I have the following years of insurance experience:

• 20

I hold the following insurance industry certifications or designations:

• LUTCF (Life Underwriter Training Council Fellow)

I hold the following active insurance licenses:

• Life

• Annuity

• Long-Term Care

• Disability

• Health

• Property & Casualty

My insurance license number for my home state is:

• NY/711260

You can view my compliance record for insurance advice, services and products by going to the National Association of Insurance Commissioners and clicking on my state:

• http://www.naic.org/state_web_map.htm

I market the following types of insurance products:

• Life Insurance

• Annuities

• Long-term care

• Disability income

• Health

• Property & Casualty

Business Practices (All Professionals)

My methods of compensation are:

• Commission (Investment products)

• Commission (Insurance products)

I provide services to remote clients over the telephone and Internet

I provide the following types of information services:

• Quarterly reports

• Annual reports

I generally respond to client calls or emails:

• The same business day (If call or email is received in the AM)

Certification:

I certify all of the information in this professional profile is complete, accurate, and up-to-date.

Professional: Robert Kowaleski

Most Recent Update: January 23, 2009

FindFinancialAdvisors.com is a companion service of PaladinRegistry.com. Like Paladin Registry, FindFinancialAdvisors connects investors to financial advisors, financial planners, Stock Brokers, and Insurance Agents.

Financial professionals in our directory provide the following types of services: financial planning, retirement planning, college planning, investment advice, financial services, mutual funds and securities. They also provide life insurance, annuities, tax planning, and tax preparation.