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Professional Profile for Robert Chapman

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Robert Chapman

1163 Pittsford-Victor Rd

Bldg 4, Suite 130

Pittsford, NY, 14534

Telephone: [585] 249-5060

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My Business Philosophy

Helping you to achieve your financial objectives is my commitment to you. I am dedicated to this aim in providing outstanding services. As your go-to financial coordinator, you can rest easy that the details are being handled and you receive a high level of service. Solutions for you can be fully customized and integrated to include advice on investments, taxes and planning.

My Education (Robert Chapman)

My degrees or years of college are:

• U of Vermont-BS

Financial Services

I have the following years of financial services experience:

• 17

I currently hold the following active securities licenses:

• Series 7 - Sell any type of security, mutual fund, or variable annuity

• Series 63 - Sell securities across state lines

My CRD or IARD number is:

• 4011294

My financial registration and fiduciary status is:

• I acknowledge I am a fiduciary when I provide financial advice or services

You can view my compliance record for financial services and products by going to www.finra.org and entering my CRD or IARD number. If no record appears, go to my state's securities commissioner website and enter the same number:

• http://www.finra.org/Investors/ToolsCalculators/BrokerCheck/index.htm

I provide the following planning services:

• Retirement Planning

• College Planning

• Tax Planning

• Investment Strategy

• Current Plan Reviews

• Estate Planning, Succession Planning

I provide the following types of non-discretionary investment advice and services:

• Investment Strategy & Policy

• Asset Allocation

• Money Manager Selection

• Active

• Passive

• Risk Management

• Performance Measurement

• Tax Efficient Strategies

• Current Portfolio Reviews

I provide the following investment products:

• Mutual funds

• Exchange Traded Funds

• Securities

• Equity Real Estate

• Limited Partnerships

My minimum asset requirement for investment advisory or money management services is:

• $250,000

My minimum net worth requirement for planning services is:

• $250,000

My primary professional association memberships include:

• AICPA, IMA

• ACPAFP (Assoc of CPA Financial Planners)

• NYSSCPA

Tax & Accounting Services

I am a:

• Certified Public Accountant

I have the following years of accounting experience:

• 17

My firm's State Board of Accountancy number is:

• 075105

I hold the following tax/accounting industry certifications or designations:

• CPA (Certified Public Accountant)

• PFS (Personal Financial Specialist)

• CMA (Certified Management Accountant)

• Quickbooks Pro Advisor, American Institute of Professional Bookkeepers

I provide services for the following types of clients:

• Individuals & Families

• Businesses

I provide the following tax and accounting services to individuals and families:

• Tax Planning

• Tax Return Preparation

I provide the following tax and accounting services to businesses:

• Tax Planning

• Tax Return Preparation

• Outsourced "CFO" and accounting department

You can view my compliance record for tax and accounting services by going to my State Board of Accountancy's website:

• http://www.op.nysed.gov/cpa.htm

My primary professional association memberships include :

• AICPA, IMA

• ACPAFP (Assoc of CPA Financial Planners)

• NYSSCPA

Insurance Services & Products

I hold the following insurance industry certifications or designations:

• None

• CPA (Certified Public Accountant)
PFS (Personal Financial Specialist)
CMA (Certified Management Accountant)

I hold the following active insurance licenses:

• Life

• Annuity

• Long-Term Care

• Disability

• Health

My insurance license number for my home state is:

• NY/LA-913489

You can view my compliance record for insurance advice, services and products by going to the National Association of Insurance Commissioners and clicking on my state:

• http://www.naic.org/state_web_map.htm

I market the following types of insurance products:

• Life Insurance

• Annuities

• Long-term care

• Disability income

• Health

My primary professional association memberships include :

• AICPA, IMA

• ACPAFP (Assoc of CPA Financial Planners)

• NYSSCPA

Business Practices (All Professionals)

My methods of compensation are:

• Asset-based fee (Percent of assets)

• Fixed fee

• Commission (Insurance products)

• The Fixed Fee is accounting/tax related

I provide services to remote clients over the telephone and Internet

I provide the following types of information services:

• Monthly reports

• Quarterly reports

• Annual reports

• Newsletters

I generally respond to client calls or emails:

• The same business day (If call or email is received in the AM)

Certification:

I certify all of the information in this professional profile is complete, accurate, and up-to-date.

Professional: Robert Chapman

Most Recent Update: July 24, 2009

FindFinancialAdvisors.com is a companion service of PaladinRegistry.com. Like Paladin Registry, FindFinancialAdvisors connects investors to financial advisors, financial planners, Stock Brokers, and Insurance Agents.

Financial professionals in our directory provide the following types of services: financial planning, retirement planning, college planning, investment advice, financial services, mutual funds and securities. They also provide life insurance, annuities, tax planning, and tax preparation.