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Firm Profile for Quantum Capital Management

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Quantum Capital Management

Howard Aschwald

Corte Madera, CA, 94925

Telephone: [415] 927-8430

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Our Business Philosophy

Our mission is to provide a comprehensive wealth building strategy that reflects the entire life cycle of investment objectives. We take the time to understand your goals in life and how you feel about your money. Through our expertise in disciplined investment management and thorough financial planning we strive to help you acheive your financial goals and secure your future. Our vision is to be known for our ethics, integrity and excellence in the eyes of our clients.

Our Education

Members of our firm hold the following numbers of degrees:

BA/BS/Equivalent: 4

MBA/MS/MA/Equivalent: 3

Financial Services

Number of Professionals and support staff:

Investment professionals: 3

Other professionals: 2

Support staff: 3

Background of key professionals:

Name

CRD or IARD #

Experience (Yrs)

Certification(s)

Degree(s)

Steve Bradley

Not Available

Mat Johnson

Not Available

Howard Aschwald

Not Available

CFA ®

BS, MBA

We provide our CRD or IARD numbers upon request:

• Yes

You can view our compliance record for financial services and products by going to www.finra.org and entering our CRD or IARD numbers. If no record appears, go to our state's securities commissioner website and enter the same number. http://www.finra.org/Investors/ToolsCalculators/BrokerCheck/index.htm

Members of our firm are acknowledged fiduciaries

We provide the following types of financial planning services:

• Financial Planning

• Retirement Planning

• College Planning

• Investment Strategy

• Quantum Capital is a boutique money management firm with a team of portfolio managers, analysts and advisors that have over 75 years of combined experience. We want professional expertise to tanslate into success for our clients.

We provide the following types of non-discretionary investment advice and services:

• Investment Strategy & Policy

• Asset Allocation

• Risk Management

• Performance Measurement

• Tax Efficient Strategies

• Current Portfolio Reviews

• We provide two services for our clients - detailed financial planning and comprehensive investment portfolio managment. We have an audited performance track record that meets institutional level standards and a perfect SEC discipline record.

Our minimum asset requirement for our investment services is:

• $500,000

Our minimum net worth requirement for our planning services is:

• $1,000,000

Our primary professional association memberships include:

• CFA Institute

• Marin County Estate Planning Council

• International Association of Financial Planning

Business Practices

Our method(s) of compensation are:

• Asset-based fee (Percent of assets)

• Our fee only approach avoids conflict of interest by putting us on the same side of the table as you - our client. We care about our clients by keeping their success and best interests first and foremost.

We provide services to remote clients over the telephone and Internet

We provide the following types of information services:

• Quarterly reports

• Market Letters

• Newsletters

• No matter where our clients are in the world we have the technology to provide them with world class service. Our team is dedicated to your financial success.

We generally respond to client calls or emails:

• The same business day (If call or email is received in the AM)

• We want clients to always feel they have a team available that will answer their questions and resolve their concerns in a caring, knowledgeable, timely manor. Our greatest reward is to earn our clients trust and confidence.

Certification:

We certify all of the information in our firm profile is accurate, complete, and up-to-date.

Firm: Quantum Capital Management

Most Recent Update: December 4, 2008

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Financial professionals in our directory provide the following types of services: financial planning, retirement planning, college planning, investment advice, financial services, mutual funds and securities. They also provide life insurance, annuities, tax planning, and tax preparation.