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Professional Profile for Paul Schatz

Paul Schatz

Woodbridge, CT, 06525

Telephone: [203] 389-3553

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My Business Philosophy

Heritage Capital, LLC is an award-winning personal investment management firm dedicated to growing your portfolio and protecting your assets as we work as a team to achieve your lifetime financial goals. With a focus on long-term planning for your comfortable retirement and your family's education needs, we provide you the peace of mind that comes from entrusting your financial future to experienced, educated, and trustworthy professionals. In today's ever changing investment landscape, it's simply not enough to create a static asset allocation and forget about it. We take a very proactive approach with your portfolio, monitoring it 24/7 and making necessary adjustments as we seek to deliver superior investment returns.

I provide all of the professional services that are listed in my advertisement.

My Education

My degrees or years of college are:

• University of Rochester/ BA Political Science

Financial Services

I have the following years of financial services experience:

• 21

I currently hold the following active securities licenses:

• Series 65 - Act as an investment advisor for fees

My CRD or IARD number is:

• 2241878

My financial registration and fiduciary status is:

• I acknowledge I am a fiduciary when I provide financial advice or services

You can view my compliance record for financial services and products by going to www.finra.org and entering my CRD or IARD number. If no record appears, go to my state's securities commissioner website and enter the same number:

• http://www.finra.org/Investors/ToolsCalculators/BrokerCheck/index.htm

I provide the following planning services:

• Financial Planning

• Retirement Planning

• College Planning

• Charitable Planning

• Tax Planning

• Investment Strategy

I provide the following types of non-discretionary investment advice and services:

• Investment Strategy & Policy

• Asset Allocation

• Money Manager Selection

• Active

• Risk Management

• Performance Measurement

• Tax Efficient Strategies

I provide the following investment products:

• Mutual funds

• Exchange Traded Funds

• Securities

My minimum asset requirement for investment advisory or money management services is:

• $100,000

My minimum net worth requirement for planning services is:

• $250,000

My primary professional association memberships include:

• National Association of Active Investment Managers

• NFL Players Association

Business Practices

My methods of compensation are:

• Asset-based fee (Percent of assets)

I provide services to remote clients over the telephone and Internet

I provide the following types of information services:

• Monthly reports

• Quarterly reports

• Annual reports

• Market Letters

• Newsletters

I generally respond to client calls or emails:

• The same business day (If call or email is received in the AM)

Certification:

I certify all of the information in this professional profile is complete, accurate, and up-to-date.

Professional: Paul Schatz

Most Recent Update: March 6, 2009

FindFinancialAdvisors.com is a companion service of PaladinRegistry.com. Like Paladin Registry, FindFinancialAdvisors connects investors to financial advisors, financial planners, Stock Brokers, and Insurance Agents.

Financial professionals in our directory provide the following types of services: financial planning, retirement planning, college planning, investment advice, financial services, mutual funds and securities. They also provide life insurance, annuities, tax planning, and tax preparation.