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Professional Profile for Matthew Arndt

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Matthew Arndt

120 S. LaSalle Street

Suite 1940

Chicago, IL, 60603

Telephone: [312] 759-5171

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My Business Philosophy

We started Balanced Asset Strategies, Ltd. with a simple mission...To help individuals and families grow their savings and protect these savings from the unforeseen. As Investment Adviser Representatives and Registered Representatives of Commonwealth Financial Network, Member FINRA/SIPC, we at Balanced Asset Strategies, Ltd look for people who are committed to financial success. We will help you define and articulate where you want to be and help you prioritize your concerns. We understand that your financial well-being is not limited to investment advice, and we will make recommendations on all potential risks to your goals. We expect that your commitment to our process will match our high level of commitment to you.

My Education (Matthew Arndt)

My degrees or years of college are:

• University of Wisconsin-Madison/Bachelor of Science in Economics

Financial Services

I have the following years of financial services experience:

• 13

I hold the following financial services industry certifications or designations:

• CFP® (Certified Financial Planner)

• CFA® (Chartered Financial Analyst)

• CPA (Certified Public Accountant)

I currently hold the following active securities licenses:

• Series 7 - Sell any type of security, mutual fund, or variable annuity

• Series 24 - Supervisor for Series 6s and 7s

• Series 66 - Act as an agent of a Broker/Dealer and an investment advisor

My CRD or IARD number is:

• 5290358

My financial registration and fiduciary status is:

• I am a Registered Investment Advisor

• I am an Investment Advisor Representative

• I acknowledge I am a fiduciary when I provide financial advice or services

You can view my compliance record for financial services and products by going to www.finra.org and entering my CRD or IARD number. If no record appears, go to my state's securities commissioner website and enter the same number:

• http://www.finra.org/Investors/ToolsCalculators/BrokerCheck/index.htm

I provide the following planning services:

• Financial Planning

• Retirement Planning

• College Planning

• Charitable Planning

• Investment Strategy

• Current Plan Reviews

• Stock Option Planning & Hedging Strategies- To help protect large, concentrated stock investments

I provide the following types of non-discretionary investment advice and services:

• Investment Strategy & Policy

• Asset Allocation

• Money Manager Selection

• Active

• Passive

• Risk Management

• Tax Efficient Strategies

• Current Portfolio Reviews

• IRA Rollovers - From employer-sponsored retirement plans (401K, 403b, etc.)

I provide discretionary money management services. I utilize the following types of investments:

• Securities

• Mutual Funds

• Exchange Traded Funds

• Hedge Funds

• Commodities

I provide the following investment products:

• None

My minimum asset requirement for investment advisory or money management services is:

• $250,000

My minimum net worth requirement for planning services is:

• $500,000

My primary professional association memberships include:

• CFA Institute

• CFA Society of Chicago

• American Institute of Certified Public Accountants

Insurance Services & Products

I hold the following insurance industry certifications or designations:

• None

I hold the following active insurance licenses:

• Life

• Annuity

• Long-Term Care

• Disability

• Health

My insurance license number for my home state is:

• IL/SS#

You can view my compliance record for insurance advice, services and products by going to the National Association of Insurance Commissioners and clicking on my state:

• http://www.naic.org/state_web_map.htm

I market the following types of insurance products:

• Life Insurance

• Long-term care

• Disability income

• Health

• Executive

• Business

Business Practices (All Professionals)

My methods of compensation are:

• Asset-based fee (Percent of assets)

• Hourly fee

I provide services to remote clients over the telephone and Internet

I provide the following types of information services:

• Online consumer education

• Monthly reports

• Quarterly reports

• Annual reports

• Market Letters

• Newsletters

I generally respond to client calls or emails:

• The same business day (If call or email is received in the AM)

• No later than the next business day

Certification:

I certify all of the information in this professional profile is complete, accurate, and up-to-date.

Professional: Matthew Arndt

Most Recent Update: July 29, 2010

FindFinancialAdvisors.com is a companion service of PaladinRegistry.com. Like Paladin Registry, FindFinancialAdvisors connects investors to financial advisors, financial planners, Stock Brokers, and Insurance Agents.

Financial professionals in our directory provide the following types of services: financial planning, retirement planning, college planning, investment advice, financial services, mutual funds and securities. They also provide life insurance, annuities, tax planning, and tax preparation.