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Professional Profile for Leonard Simpson

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Leonard Simpson

Folsom, CA, 95630

Telephone: [916] 989-3295

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My Business Philosophy

Your goals, your dreams, your life-that's the basis for the right financial plan. I can help you determine the course of action that's most appropriate-just for you. I have the knowledge needed to assist clients with their financial plans and help them make smart choices with their money and improve their quality of life. I work closely with my clients and can work with you-in partnership. I am committed to building long-term relationships with my clients and helping them to reach their goals.

My Education (Leonard Simpson)

My degrees or years of college are:

• Florida International University BA in Criminal Justice

• University of California at Davis Certificate Program in Personal Financial Planning

Financial Services

I have the following years of financial services experience:

• 20

I hold the following financial services industry certifications or designations:

• AIF® (Accredited Investment Fiduciary)

• RFC (Registered Financial Consultant)

I currently hold the following active securities licenses:

• Series 7 - Sell any type of security, mutual fund, or variable annuity

• Series 24 - Supervisor for Series 6s and 7s

• Series 63 - Sell securities across state lines

• Series 65 - Act as an investment advisor for fees

My CRD or IARD number is:

• 1755726

My financial registration and fiduciary status is:

• I am a Registered Investment Advisor

• I am not an Investment Advisor Representative

• I acknowledge I am a fiduciary when I provide financial advice or services

My compliance department requires the following disclosure:

• Securities and advisory services offered through Ameritas Investment Corp (AIC) Member FINRA/SIPC. AIC and 20/20 Financial Advisers of Sacramento,L.L.C. are not affiliated.

You can view my compliance record for financial services and products by going to www.finra.org and entering my CRD or IARD number. If no record appears, go to my state's securities commissioner website and enter the same number:

• http://www.finra.org/Investors/ToolsCalculators/BrokerCheck/index.htm

I provide the following planning services:

• Financial Planning

• Retirement Planning

• College Planning

• Charitable Planning

• Investment Strategy

• Current Plan Reviews

I provide the following types of non-discretionary investment advice and services:

• Investment Strategy & Policy

• Money Manager Selection

• Active

• Passive

• Risk Management

• Performance Measurement

• Tax Efficient Strategies

• Current Portfolio Reviews

I provide the following investment products:

• Mutual funds

• Exchange Traded Funds

• Securities

• Equity Real Estate

My primary professional association memberships include:

• Financial Planning Association (FPA)

• Society of Financial Service Professionals (SFSP)

• International Association of Registered Financial Consultants (IARFC)

Insurance Services & Products

I have the following years of insurance experience:

• 20

I hold the following active insurance licenses:

• Life

• Annuity

• Disability

• Health

My insurance license number for my home state is:

• CA/0C53014

You can view my compliance record for insurance advice, services and products by going to the National Association of Insurance Commissioners and clicking on my state:

• http://www.naic.org/state_web_map.htm

I market the following types of insurance products:

• Life Insurance

• Annuities

• Disability income

• Executive

• Business

Business Practices (All Professionals)

My methods of compensation are:

• Asset-based fee (Percent of assets)

• Commission (Insurance products)

I provide services to remote clients over the telephone and Internet

I provide the following types of information services:

• Monthly reports

• Quarterly reports

• Market Letters

• Newsletters

I generally respond to client calls or emails:

• The next business day

Certification:

I certify all of the information in this professional profile is complete, accurate, and up-to-date.

Professional: Leonard Simpson

Most Recent Update: October 25, 2008

FindFinancialAdvisors.com is a companion service of PaladinRegistry.com. Like Paladin Registry, FindFinancialAdvisors connects investors to financial advisors, financial planners, Stock Brokers, and Insurance Agents.

Financial professionals in our directory provide the following types of services: financial planning, retirement planning, college planning, investment advice, financial services, mutual funds and securities. They also provide life insurance, annuities, tax planning, and tax preparation.