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Professional Profile for James McManus

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James McManus

545 Long Wharf Drive

Suite 501

New Haven, CT, 06511

Telephone: [203] 285-1832

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My Business Philosophy

Ameriprise Financial is America's leader in financial planning. We have more than 110 years of history, and offer our clients a broad array of products and services to help them save, spend, invest and protect the things that are important to them. Our unique and collaborative Dream > Plan > Track >® approach to financial planning offers each of our clients a one-to-one relationship. We offer a FREE consultation on your portfolio, with return, risk and individual constraint feedback. Our wealth enhancement practice delivers preservation and growth in these challenging & chaotic markets.

My Education (James McManus)

My degrees or years of college are:

• Salve Regina University

• Bachelors of Science: Finance

Financial Services

I have the following years of financial services experience:

• 13

I currently hold the following active securities licenses:

• Series 7 - Sell any type of security, mutual fund, or variable annuity

• Series 63 - Sell securities across state lines

• Series 66 - Act as an agent of a Broker/Dealer and an investment advisor

My financial registration and fiduciary status is:

• I am a Registered Investment Advisor

• I am an Investment Advisor Representative

• I acknowledge I am a fiduciary when I provide financial advice or services

You can view my compliance record for financial services and products by going to www.finra.org and entering my CRD or IARD number. If no record appears, go to my state's securities commissioner website and enter the same number:

• http://www.finra.org/Investors/ToolsCalculators/BrokerCheck/index.htm

I provide the following planning services:

• Financial Planning

• Retirement Planning

• College Planning

• Charitable Planning

• Investment Strategy

• Current Plan Reviews

I provide the following types of non-discretionary investment advice and services:

• Investment Strategy & Policy

• Asset Allocation

• Money Manager Selection

• Active

• Passive

• Risk Management

• Performance Measurement

• Tax Efficient Strategies

• Current Portfolio Reviews

Insurance Services & Products

I have the following years of insurance experience:

• 7

I hold the following active insurance licenses:

• Life

• Annuity

• Long-Term Care

• Disability

• Health

My insurance license number for my home state is:

• CT/1017922

You can view my compliance record for insurance advice, services and products by going to the National Association of Insurance Commissioners and clicking on my state:

• http://www.naic.org/state_web_map.htm

Business Practices (All Professionals)

My methods of compensation are:

• Asset-based fee (Percent of assets)

I provide services to remote clients over the telephone and Internet

I provide the following types of information services:

• Online consumer education

• Monthly reports

• Quarterly reports

• Annual reports

• Market Letters

I generally respond to client calls or emails:

• The same business day (If call or email is received in the AM)

Certification:

I certify all of the information in this professional profile is complete, accurate, and up-to-date.

Professional: James McManus

Most Recent Update: July 10, 2009

FindFinancialAdvisors.com is a companion service of PaladinRegistry.com. Like Paladin Registry, FindFinancialAdvisors connects investors to financial advisors, financial planners, Stock Brokers, and Insurance Agents.

Financial professionals in our directory provide the following types of services: financial planning, retirement planning, college planning, investment advice, financial services, mutual funds and securities. They also provide life insurance, annuities, tax planning, and tax preparation.