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Professional Profile for Brian Carruthers

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Brian Carruthers

Laguna Beach, CA, 92651

Telephone: [949] 464-1900

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My Business Philosophy

Brian Carruthers & Associates is one of the TOP ranked investment advisory firms in America! Receive your "Free Portfolio Review" today from a FIVE Star Paladin Advisor. BCA's two investment programs are nationally ranked & consistently achieved results in the top 5% of all advisory firms. Independent third party tracking & verification of our portfolios show results with low risk, high safety & produce above average performance returns. Achieve peace of mind today!

CFP, CMT & SEC Registered

My Education (Brian Carruthers)

My degrees or years of college are:

• Univ of Florida/BS Accounting: 1983

Financial Services

I have the following years of financial services experience:

• 25

I hold the following financial services industry certifications or designations:

• CFP® (Certified Financial Planner)

• CMT (Chartered Market Technician)

My CRD or IARD number is:

• 131140

My financial registration and fiduciary status is:

• I am not a Registered Investment Advisor

• I am an Investment Advisor Representative

• I acknowledge I am a fiduciary when I provide financial advice or services

You can view my compliance record for financial services and products by going to www.finra.org and entering my CRD or IARD number. If no record appears, go to my state's securities commissioner website and enter the same number:

• http://www.finra.org/Investors/ToolsCalculators/BrokerCheck/index.htm

I provide the following planning services:

• Retirement Planning

• Investment Strategy

I provide the following types of non-discretionary investment advice and services:

• Investment Strategy & Policy

• Asset Allocation

• Money Manager Selection

• Active

• Risk Management

• Tax Efficient Strategies

• Current Portfolio Reviews

I provide the following investment products:

• Mutual funds

My minimum asset requirement for investment advisory or money management services is:

• $250,000

My minimum net worth requirement for planning services is:

• $250,000

My primary professional association memberships include:

• National Association of Active Investment Managers

• Market Technicians Association

• Certified Financial Planner Board of Standards

Business Practices (All Professionals)

My methods of compensation are:

• Asset-based fee (Percent of assets)

• BCA is an independent fee only advisory firm since 1990.

I provide services to remote clients over the telephone and Internet

I provide the following types of information services:

• Online consumer education

• Quarterly reports

• Annual reports

• Market Letters

• Newsletters

• Monthly statements are sent directly to you from TD AmeriTrade. Also, they provide 24/7 access to your account information via their web site.

I generally respond to client calls or emails:

• The same business day (If call or email is received in the AM)

Certification:

I certify all of the information in this professional profile is complete, accurate, and up-to-date.

Professional: Brian Carruthers

Most Recent Update: November 7, 2008

FindFinancialAdvisors.com is a companion service of PaladinRegistry.com. Like Paladin Registry, FindFinancialAdvisors connects investors to financial advisors, financial planners, Stock Brokers, and Insurance Agents.

Financial professionals in our directory provide the following types of services: financial planning, retirement planning, college planning, investment advice, financial services, mutual funds and securities. They also provide life insurance, annuities, tax planning, and tax preparation.