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Firm Profile for Firm Name

Firm Name

Terry Gold

123 Main Street

Suite A

Lincoln, CA, 95648

Telephone: [741] 258-9630

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Our Business Philosophy

Our role is help our clients lead more financially secure lives. Wheter you are concerned about building your retirement nest egg, evaluating how best to utilize a recent inheritance, or planning for the security of someone you care about, we have the experience and training to help. Our team of highly credentialed professionals (CFP, CPA, CFA) with more than 100 years of combined planning, tax, and investment experience is focused on your priorities and goals.

Our Education

Members of our firm hold the following numbers of degrees:

BA/BS/Equivalent: 5

MBA/MS/MA/Equivalent: 3

Other: LLM

Other: 2

Financial Services

Number of Professionals and support staff:

Investment professionals: 4

Other professionals: 2

Support staff: 2

Background of key professionals:

Name

CRD or IARD #

Experience (Yrs)

Certification(s)

Degree(s)

Bill Jones

35645

CIMA, AIFA ®, CEFEX, CSA

Terri Gold

123456

CFP ®, CFA ®, AIF ®

BA, BS

Tim Farkel

58452

CFP ®, CIMA, CFA ®, AIF ®, AIFA ®

Our professionals currently hold the following active securities licenses:

• Series 65 - Act as an investment advisor for fees

We provide our CRD or IARD numbers upon request:

• Yes

You can view our compliance record for financial services and products by going to www.finra.org and entering our CRD or IARD numbers. If no record appears, go to our state's securities commissioner website and enter the same number. http://www.finra.org/Investors/ToolsCalculators/BrokerCheck/index.htm

Our firm is a Registered Investment Advisor (RIA)

Members of our firm are acknowledged fiduciaries

We provide the following types of financial planning services:

• Financial Planning

• Retirement Planning

• College Planning

• Charitable Planning

• Tax Planning

• Investment Strategy

• Current Plan Reviews

We provide the following types of non-discretionary investment advice and services:

• Investment Strategy & Policy

• Asset Allocation

• Money Manager Selection

• Passive

• Risk Management

• Performance Measurement

• Tax Efficient Strategies

• Current Portfolio Reviews

We provide discretionary money management services and invest in the following:

• Equity Securities

• Foreign Securities

• Mutual Funds (Institutional)

• Hedge Funds

We provide track record to investors

• The track record is GIPS compliant

• The track record is audited by an independent third party

We market the following types of investment products:

• Exchange Traded Funds

• Securities

Our minimum asset requirement for our investment services is:

• $100,000

Our minimum net worth requirement for our planning services is:

• $250,000

Our primary professional association memberships include:

• National Association of Personal Financial Advisors

• Financial Planning Association

• Investment Management Consultants Association

Tax & Accounting Services

Firm professionals and support staff:

Number of CPAs: 1

Number of accounting professionals: 1

Number of support staff: .5

Background of key professionals:

Name

Experience (Yrs)

Certification(s)

Degree(s)

Bill Smith

CPA

BA, BS

Rich Ball

PFS, ABV

CFP ®, ChFC ©

All of our CPAs are members in good standing with the American Institute of Certified Public Accountants

We provide services for the following types of clients:

• Individuals & Families

• Businesses

We provide the following tax and accounting services to individuals and families:

• Tax Planning

• Tax Return Preparation

• IRS Representation

We provide the following tax and accounting services to businesses:

• Business Valuations

• Financial Statements

• Tax Returns

• IRS Representation

You can view our compliance record for tax and accounting services by going to our State Board of Accountancy's website:

• http://www.dca.ca.gov/cba

Insurance Services

Firm professionals and support staff:

Number of insurance professionals: 1

Number of support staff: 1

Background of key professionals:

Name

License number

Experience (Yrs)

Certification(s)

Degree(s)

Ted Jones

ChFC ®, CLU ®

We hold the following active insurance licenses:

• Life

• Annuity

• Long-Term Care

• Disability

• Health

You can view our compliance record for insurance services and products by going to our state's Insurance Commissioner website:

• http://www.naic.org/state_web_map.htm

We market the following types of insurance products:

• Life Insurance

• Annuities

• Long-term care

• Disability income

• Health

• Executive

• Business

Business Practices

Our method(s) of compensation are:

• Asset-based fee (Percent of assets)

• Fixed fee

• Hourly fee

• Commission (Insurance products)

We provide services to remote clients over the telephone and Internet

We provide the following types of information services:

• Monthly reports

• Quarterly reports

• Annual reports

• Newsletters

We generally respond to client calls or emails:

• The same business day (If call or email is received in the AM)

Certification:

We certify all of the information in our firm profile is accurate, complete, and up-to-date.

Firm: Firm Name

Most Recent Update: June 18, 2009

FindFinancialAdvisors.com is a companion service of PaladinRegistry.com. Like Paladin Registry, FindFinancialAdvisors connects investors to financial advisors, financial planners, Stock Brokers, and Insurance Agents.

Financial professionals in our directory provide the following types of services: financial planning, retirement planning, college planning, investment advice, financial services, mutual funds and securities. They also provide life insurance, annuities, tax planning, and tax preparation.